How can SmartHUB help with books and records rules like Finra Rule 4511 or SEC Rule 204-2?

SmartHUB is a cloud-native digital archiving solution that supports books and records rules across jurisdictions. Key traits of SmartHUB that matter for compliance include:

  • High-volume, long-term archiving of customer communications and documents
  • Immutable, audit-ready storage with full audit trails
  • Automated retention policies and lifecycle management
  • Advanced search and high-speed retrieval
  • Built for regulated industries like financial services and described as compliant by design