{"id":74190,"date":"2025-12-11T17:24:53","date_gmt":"2025-12-11T22:24:53","guid":{"rendered":"https:\/\/www.smartcommunications.com\/?post_type=faq&#038;p=74190"},"modified":"2025-12-11T17:24:53","modified_gmt":"2025-12-11T22:24:53","slug":"what-is-sec-rule-204-2","status":"publish","type":"faq","link":"https:\/\/www.smartcommunications.com\/de\/resources\/blog\/faq\/what-is-sec-rule-204-2\/","title":{"rendered":"What is SEC Rule 204-2?"},"content":{"rendered":"<p>Similar to Finra Rule 4511, SEC Rule 204-2 is the main books and records rule for SEC-registered investment advisers under the Investment Advisers Act of 1940. It requires advisers to make and keep true, accurate, and current records related to their advisory business.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Similar to Finra Rule 4511, SEC Rule 204-2 is the main books and records rule for SEC-registered investment advisers under the Investment Advisers Act of 1940. It requires advisers to&#8230;<\/p>\n","protected":false},"template":"","meta":{"_acf_changed":false},"tags":[],"faq-category":[133],"industry":[141],"class_list":{"0":"post-74190","1":"faq","2":"type-faq","3":"status-publish","5":"faq-category-digital-archiving","6":"industry-financial-services"},"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.0 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>What is SEC Rule 204-2? - Smart Communications<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.smartcommunications.com\/resources\/blog\/faq\/what-is-sec-rule-204-2\/\" \/>\n<meta property=\"og:locale\" content=\"de_DE\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"What is SEC Rule 204-2? - Smart Communications\" \/>\n<meta property=\"og:description\" content=\"Similar to Finra Rule 4511, SEC Rule 204-2 is the main books and records rule for SEC-registered investment advisers under the Investment Advisers Act of 1940. 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